The investment and planning challenges faced by our clients do not lend themselves to common solutions. The Private Client Services group is comprised of a hand-selected team of seasoned professionals who understand the unique requirements of high net worth clients. Our business is relationship focused. We help our clients hedge, monetize and exit positions in their companies to diversify and preserve capital. This requires considerable planning and strategy. Therefore, we take a personalized and comprehensive approach to develop customized, diversified portfolios.
Brokerage Services
Restricted securities transactions (Rule 144 and Rule 145)
Restricted collateral loans
10b5-1 Sales Plans development and execution
Hedging and monetization transactions
Tax Strategy and Estate Planning
Pre-IPO and pre-M&A tax planning
Development of an overall estate plan
Sophisticated gifting strategies and vehicles to accomplish charitable goals
Tax efficient exercise of executive stock options
Investment Management Consulting
Strategic asset allocation
Manager evaluation and selection
Open architecture platform in traditional long-only and alternative asset classes
Customized portfolio solutions for unique client needs
Ongoing portfolio evaluation and review
Alternative Investments
Access to hedge fund-of-funds, direct hedge funds and private investments
Wide variety of strategies and ongoing sourcing of new investments
